Form 8.3
Disclosure and handling of public location
A person who has an interest of 1% or more in related securities
Rule 8.3 of the Takeover Regulations (“Provisions”)
1. Important information
(a) Legal name of the disclosing party: AXA Investment Managers SA(b) Owner or manager of the disclosed interest and short position (if different from 1(a)):
Insufficient candidate or car company name. For trusts, you must name the trustee, settlor, and beneficiary. (c) Name of applicant/applicant to whom this form relates to the security:
Use a separate form for each offeror/offeree NewRiver REIT plc(d) If the exempt fund manager has a relationship with the offeror/offeree, state this and identify the offeror/offeree. (e) Date the position was held/traded:
For starting position disclosures, please include the latest practicable date prior to disclosure. October 17, 2024(f) In addition to the company in 1(c) above, does the disclosing party make disclosures regarding other parties to the offer?
If there is a cash offer or potential cash offer, please write “N/A” or “NO”
2. Discloser’s position
1(c), if there is a position or right to undertake disclosure in more than one class of the Applicant or Applicant’s related securities, Table 2(a) or (b) (as applicable) for each additional related security. case). safety.
(a) Interest and short positions, if any, in the relevant securities of the Offeror or Applicant to which the post-transaction disclosure relates;
Type of related securities: 1p Common Interest Short Positions%%(1) Related Securities Owned and/or Controlled: 5,598,4171.48 (2) Cash Settled Derivatives: (3) Stock Settled Derivatives (Including Options) and Purchases Contract/Sales: Total: 5,598,4171.48
All profits and all short positions must be disclosed.
Details of any outstanding equity-settled derivative positions (including option transactions) or related securities purchase or sale agreements must be set out in Supplementary Form 8 (Open Positions).
(b) the right to subscribe for new securities (including options of directors and other employees);
The relevant class of securities to which stock acquisition rights exist: Details including the nature of the rights concerned and the relevant percentages:
3. Transactions by Discloser (if any)
If there is more than one type of transaction in the Applicant’s or Applicant’s related securities specified in Section 1(c), each additional Table 3(a), (b), (c), or (d) (if necessary). Class of relevant securities treated.
The currency of all prices and other amounts must be listed.
(a) Buying and selling
Type of related securities Buy/sell/Number of securities Price per unit 1p Ordinary sale 78,906GBP 0.83
(b) Physically settled derivative transactions
Associated Security Class Product Description
Example: Nature of CFD trading
Examples: Opening/closing long/short positions, increasing/decreasing long/short positions Number of reference securities Price per unit
(c) Stock-settled derivative transactions (including options)
(i) write, sell, purchase or modify;
Examples of related class product descriptions of securities: writing, buying, selling, changing call options, etc. Number of securities to which the option relates1 Strike price type per unit
Example: America, Europe, etc. Payment/receipt of option amount per unit of expiry date
(ii) exercise
Associated Security Class Product Description
Example: Call option exercise/strike price per unit of security being exercised
(d) Other transactions (including underwriting new securities)
the nature of the class of securities involved;
Example: Subscription, price per conversion detail unit (if applicable)
4. Other information
(a) Indemnification and other business arrangements
any formal or informal indemnity or option arrangements or agreements entered into by the person making the disclosure and the parties to the offer or any other person relating to the relevant securities that may constitute an inducement to or refrain from trading; Details of the understanding Acting in cooperation with the parties to the offer:
It should not include irrevocable promises or memorandums. If there is no such agreement, arrangement, or understanding, please indicate “None.”
(b) any agreement, arrangement or understanding regarding options or derivatives;
Details of any agreements, arrangements or understandings, formal or informal, between the person making the disclosure and any other person regarding:
(i) Voting rights for related securities under options. or
(ii) voting rights or future acquisition or disposition of related securities to which the derivative is referenced:
If there is no such agreement, arrangement, or understanding, please indicate “None.”
(c) Accessories
Is Supplemental Form 8 (Position Position) attached? No. Date of Disclosure: October 18, 2024 Contact Name: Sabrina AIDT Phone Number*: +33 1 44 45 58 79
A publication under section 8 of the Act must be made to a regulatory information service.
The Panel’s Market Surveillance Unit is available for consultation regarding the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, there is no need to include a telephone number if the contact information has been provided to the panel’s market surveillance unit.
The Code can be viewed on the Panel’s website: www.thetakeoverpanel.org.uk.
